Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02805 | 11/11/2019 | Claimant(s): The Leonard and Gen Winton Trust Claimant Lawyers(s): Robert G. Knaier Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): James D. Knotter, Chad Anthony Franks, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA |  | $0 |
| 17-02768 | 02/07/2019 | Claimant(s): Norman Lipson Claimant Lawyers(s): Robert J Girard Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Doris V. Knotter, Thomas L. Marshall, Chad Anthony Franks Hearing Site: San Diego, CA | | Expungement |
| 12-01181 | 04/03/2013 | Claimant(s): Nancy Brown, Nancy F. Brown Trust dated 7/24/1989 Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Sagepoint Financial., John Venable Respondent Lawyers(s): Justin Sacca, Thomas Fleming Arbitrator(s): Jon C. Milliken, Sally G. Williams, Chad Anthony Franks Hearing Site: San Diego, CA | | Expungement |