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FINRA Awards for The Leonard and Gen Winton Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0280511/11/2019Claimant(s): The Leonard and Gen Winton Trust
Claimant Lawyers(s): Robert G. Knaier
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): James D. Knotter, Chad Anthony Franks, Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
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