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FINRA Awards for Chad Anthony Franks

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0324705/07/2014Claimant(s): Bradford Underdahl
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William J. Brack, Chad Anthony Franks
Hearing Site: San Diego, CA

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