FINRA Awards for John Russell Barlow

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01525	06/14/2013	Claimant(s): Daniel Bollinger Claimant Lawyers(s): Nicholas D. Thomas Respondent(s): Kelly Tinsley, UBS Financial Services Inc. Respondent Lawyers(s): Julian W. Wells Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, Karen A. West Hearing Site: Raleigh, NC		Expungement
12-01135	12/10/2012	Claimant(s): Cathy Turner Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Edward Jones Respondent Lawyers(s): Javier Chavez Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC		$13,228
10-05544	09/20/2012	Claimant(s): Everett Boykin Claimant Lawyers(s): Robert E. Zaytoun Respondent(s): Harold Blondeau, John Matthews, John Pace, Michele Wood, Richard Ferguson, Morgan Keegan & Company. Respondent Lawyers(s): Harold Earl Blondeau, Terry R. Weiss Arbitrator(s): John Russell Barlow, Michele Ann Ledo, Tom Cameron Hearing Site: Raleigh, NC		$62,000
11-00105	05/21/2012	Claimant(s): Robin Hennessy, Robin Joan Hennessy IRA Claimant Lawyers(s): Robert A. Kantas Respondent(s): Richard Megorden, IFG/Russell Advisors. Respondent Lawyers(s): Marianne Johnston Arbitrator(s): John Russell Barlow, Rudolph Andrew Bata, John G. Shamp Hearing Site: Charlotte, NC		Expungement
11-00416	01/17/2012	Claimant(s): Martha Thomas, Robert Thomas Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC		$24,880