FINRA Awards for Harold G. Koger

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02402	03/05/2014	Claimant(s): Douglas Mesimer Claimant Lawyers(s): Joshua B. Kons Respondent(s): Carroll Carson, Summit Brokerage Services. Respondent Lawyers(s): Michael J. Lang Arbitrator(s): Harold G. Koger Hearing Site: Columbia, SC		$20,300
10-02585	05/04/2011	Claimant(s): Gerald Patera Claimant Lawyers(s): J. Anthony Penry Respondent(s): Seaboard Securities. Respondent Lawyers(s): Anthony J. Digiovanni Arbitrator(s): Roy J. Baroff, Harold G. Koger, Karen J. Montgomery Hearing Site: Raleigh, NC		$120,300
06-04080	02/08/2008	Claimant(s): Alexander Williams, Alma Finch, Berry Rover, Carlton Phillips, Curtis Barnes, Delie Anthony, Delores Perry, Dora Williams, Eddie Cooper, Excell Finch, Linda Durham, Mamie Cooper, Odell Knight, Rita Harris, Robert Beamon, Rokisha Simrel, Ruby Arrington, Ruth Beamon, Samuel Harrell, Shirley Davis, et al Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Investors Capital Corp. Respondent Lawyers(s): James A. McGovern Arbitrator(s): Zeb E. Barnhardt, Thomas C. Borthwick, Harold G. Koger Hearing Site: Raleigh, NC		$667,720