22-01935 | 09/10/2024 | Claimant(s): Claimant Lawyers(s): Respondent(s): Mark Mappa, Kestra Investment Services Respondent Lawyers(s): Andrew S. May, Lydia R. Zaidman Arbitrator(s): Michael S. Matek, Larry Evert Carlson, Richard Michael Stanton Hearing Site: Chicago, IL
| | $0 |
19-03605 | 04/21/2022 | Claimant(s): Joseph Cardenas, Machelle Cardenas, Yuma Cardiology Associates Claimant Lawyers(s): Bradd L Milove Respondent(s): Ryan Barradas, Kestra Investment Services, M Holdings Securities., WealthPoint, Barradas Family Trust, Kestra Advisory Services, Kestra Financial. Respondent Lawyers(s): Edwin A. Barkel, Nancy L. Hendrickson Arbitrator(s): Howard R. Gaines, Maureen Beyers, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
| | $0 |
21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust Claimant Lawyers(s): Gary Mark Brewer Respondent(s): Christopher Taylor, Kestra Investment Services Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |