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FINRA Awards for Robert H. Ottesen

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0170209/28/2016Claimant(s): Faith Magill
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian
Hearing Site: Denver, CO
Checkmark Icon$0
13-0244410/29/2015Claimant(s): Art Cordova, ADC Revocable Living Trust, ADC LTD NM
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Brian Gilroy, Roger Festor, DBA The Delta Company a/k/a The Sonterra, Nakoma Interests, Syndicapital LLC, Nakoma Petroleum, Zeppelinn Energy, Bakken Shale Big Sky Joint Venture #2, Eagle Ford-Austin Chalk Joint Venture, Montana Bakken Shale Joint Venture, North Big Foot Joint Venture, North Big Foot Offset Joint Venture
Respondent Lawyers(s): Michael Firestein
Arbitrator(s): Steven Meyrich, David L. Erickson, Robert H. Ottesen
Hearing Site: Albuquerque, NM
Checkmark Icon$1,684,390

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