10-03416 | 02/14/2012 | Claimant(s): Dianne Dingolo, Robert Dingolo Claimant Lawyers(s): R. Alan Fryer Respondent(s): Wells Fargo Advisors, Robert Maiocco Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): Sandor I. Rabkin, Thomas J. Nash, Thomas P. Bowman Hearing Site: Boston, MA
| | $370,880 |
10-05371 | 11/09/2011 | Claimant(s): Judith Schmitt Claimant Lawyers(s): Christopher McHallam Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): Arthur J. Giacomarra, William I. Carmen, Susan Largay Hearing Site: Boston, MA
| | $0 |
09-04887 | 07/23/2010 | Claimant(s): James Shuel Claimant Lawyers(s): Thomas H Tucker Respondent(s): Wachovia Securities, Michael Ceccon Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): Richard J. Grahn, B. John Dill, Maxwell J. Mahoney Hearing Site: Boston, MA
| | $39,000 |
06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA Claimant Lawyers(s): Brendan R. Donovan Respondent(s): Richard Patterson, Lehman Brothers Inc Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer Hearing Site: Boston, MA
| | $0 |