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FINRA Awards for Christopher P. Litterio

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0341602/14/2012Claimant(s): Dianne Dingolo, Robert Dingolo
Claimant Lawyers(s): R. Alan Fryer
Respondent(s): Wells Fargo Advisors, Robert Maiocco
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Sandor I. Rabkin, Thomas J. Nash, Thomas P. Bowman
Hearing Site: Boston, MA
Checkmark Icon$370,880
10-0537111/09/2011Claimant(s): Judith Schmitt
Claimant Lawyers(s): Christopher McHallam
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Arthur J. Giacomarra, William I. Carmen, Susan Largay
Hearing Site: Boston, MA
Checkmark Icon$0
09-0488707/23/2010Claimant(s): James Shuel
Claimant Lawyers(s): Thomas H Tucker
Respondent(s): Wachovia Securities, Michael Ceccon
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Richard J. Grahn, B. John Dill, Maxwell J. Mahoney
Hearing Site: Boston, MA
Checkmark Icon$39,000
06-0292706/30/2008Claimant(s): Brendan R. Donovan, IRA
Claimant Lawyers(s): Brendan R. Donovan
Respondent(s): Richard Patterson, Lehman Brothers Inc
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer
Hearing Site: Boston, MA
Checkmark Icon$0

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