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FINRA Awards for Joseph Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0069209/25/2013Claimant(s): Michael Elmameh, K.R. Services USA
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Paul Weinberg, Martin A. Edelstein, Ira S. Cure
Hearing Site: New York, NY
Checkmark Icon$0
09-0364510/18/2010Claimant(s): Jerome Mayersak Fam. Ltd. Partnership
Claimant Lawyers(s): Jerome S. Mayersak
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
08-0278308/11/2009Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
Checkmark Icon$0

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