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FINRA Awards for Richard Carl Smukler

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0044909/27/2017Claimant(s): Adolfo Cordero
Claimant Lawyers(s): Luis F. Biason
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Simon Kopel
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Richard Carl Smukler
Hearing Site: Miami, FL
Checkmark IconDismissed by Rule 12206
11-0042211/13/2013Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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