Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02823 | 05/23/2018 | Claimant(s): James Holstine Claimant Lawyers(s): Steven G. Legum Respondent(s): Gary Demetri, Robert Marcus, Spartan Capital Securities Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Terry F. Peppard, Ronald L. Lantz, Kenneth M. Cherrier Hearing Site: Des Moines, IA |  | $22,108 |
| 13-00194 | 07/11/2014 | Claimant(s): Jennifer Figge Claimant Lawyers(s): Rand S. Wonio Respondent(s): Wells Fargo Advisors, Wells Fargo Wealth Brokerage Insurance A Respondent Lawyers(s): William D. Nelson Arbitrator(s): Charles G. Michaels, Bruce Brown, Ronald L. Lantz Hearing Site: Denver, CO | | $0 |
| 13-01404 | 12/27/2013 | Claimant(s): Elizabeth Duncan, Robert Duncan Claimant Lawyers(s): David A. Zisser Respondent(s): Sammons Securities Company Respondent Lawyers(s): Ryan Probstfeld Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz Hearing Site: Denver, CO | | Dismissed by Rule 12206 |