| 17-00305 | 10/27/2017 | Claimant(s): Virginia Nourie, Shane Nourie Custodial Account
Claimant Lawyers(s): Guy M. Burns
Respondent(s): Bruce Cameron, RBC Capital Markets LLC
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Donald Glen Russell, John G. Sciandra, Marilyn K. Dirks
Hearing Site: Tampa, FL
|  | $723,355 |
| 12-02426 | 09/19/2013 | Claimant(s): Larry Mastropietro
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Constance d'Angelis, Frank Brenner, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | Expungement |
| 11-03293 | 06/27/2013 | Claimant(s): The Estate of Marie J. Sliwa, Henry J. Sliwa and Marie J. Sliwa Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Kenneth R. Starr, A.J. Seier, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | Expungement |
| 09-04240 | 09/14/2010 | Claimant(s): Robert Lewis, Lewis & Associates., Ridgecrest Groves., John Benjamin Lewis & Robert W. Lewis, Barbara Murphy Lewis Trust, Robert Wayne Lewis Revocable Trust
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Kimon Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Patrick D. King, Marilyn K. Dirks, Horace A. Andrews
Hearing Site: Tampa, FL
| | Expungement |
| 06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz
Claimant Lawyers(s): Steven P. Schwartz
Respondent(s): Wachovia Securities, Delores Vance
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | $10,513 |
