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FINRA Awards for Edward R. Scofield

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0064901/29/2014Claimant(s): Salvatore Battimelli
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Ahmad Wares, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Thomas Michael Giugliano
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$47,585
10-0195105/27/2011Claimant(s): Richard K. Lublin and Jane E. Lublin Rev
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Geoffrey Karp, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Burton Wayne Cox
Arbitrator(s): Samuel H. Chorches, Harvey Casher, Jack B. Golden
Hearing Site: Hartford, CT
Checkmark IconExpungement

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