FINRA Awards for Edgar Thomas

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02268	04/12/2017	Claimant(s): Kenneth Vanderlinde Claimant Lawyers(s): Hilton Wiener Respondent(s): Antony Turbeville, David Locy, Edgar Thomas, Ehab Shalaby, Elvin Lopez, Kyong Kim, Philip Fatta, Brookstone Securities. Respondent Lawyers(s): David W. Locy, Ehab Ahmed Shalaby, Elvin J. Lopez, Joshua A. Katz, Kyong H. Kim, Marc L. Abramson Arbitrator(s): Michael S. Jordan Hearing Site: Minneapolis, MN		$36,877
12-01330	07/01/2014	Claimant(s): Audrie Perez-Llana Thomas, Benjamin Thomas, Edgar Thomas, Katrinka Powers, Phillip Thomas, Robert Boyatt, Theresa Hornsby, Bobby & Marcella Crawford, Danny & Betty Thomas, Donald & Virginia Headley, Phil & Karen Thomas, Edgar Thomas and Kathleen Thomas Trust, Gordon E. Thomas Revocable Trust, Irma M. Thomas Revocable Trust, Pauline Webb Revocable Trust Claimant Lawyers(s): Mark David Hunter, Scott L. Silver Respondent(s): Investors Capital Corp. Respondent Lawyers(s): James A. McGovern Arbitrator(s): Mauricio Arcadier, Ronald Charles Waters, Rose Erika Kennedy Hearing Site: Orlando, FL		Expungement