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FINRA Awards for Edward J. Costello

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0002912/03/2015Claimant(s): Irving Nast
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Brian Hagerman, John Matthews, Equities Trading Corporation, Global Arena Capital Corp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Ronald S. Herzog
Arbitrator(s): Edward J. Costello, Alan M. Rosen, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0031608/19/2015Claimant(s): Anne Kee, James Kee, John McCormick
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Charles Moore, Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore
Arbitrator(s): Edward J. Costello, Jeffrey Wittenberg, Mark Thomas Risner
Hearing Site: Los Angeles, CA
Checkmark Icon$985,314
14-0098201/09/2015Claimant(s): Amanda Lenvin, Co-Executor of the Estate, David Lenvin, Estate of Michael William Lenvin
Claimant Lawyers(s): Jon C. Furgison
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gail E. Cohen
Arbitrator(s): Edward J. Costello, Steven A. Wawra, Daniel Su
Hearing Site: Los Angeles, CA
Checkmark Icon$884,220
07-0290101/23/2009Claimant(s): Kenneth Chyten
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Dennis Devaney, United Capital Markets.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Kenneth I. Rosenblum, Edward J. Costello, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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