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FINRA Awards for Kenrick Albert Pratt

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0336407/10/2019Claimant(s): Paul Edmondson
Claimant Lawyers(s): Steven Legum
Respondent(s): Rocco Roveccio
Respondent Lawyers(s): Rocco Roveccio
Arbitrator(s): Kenrick Albert Pratt
Hearing Site: Orlando, FL
Checkmark Icon$45,995
16-0178403/22/2019Claimant(s): Anne Grey
Claimant Lawyers(s): Evan H. Frederick
Respondent(s): Anthony Grey, Sterne, Agee & Leach.
Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn
Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson
Hearing Site: Orlando, FL
Checkmark Icon$400,000
16-0029003/09/2017Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
Checkmark Icon$505,000

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