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FINRA Awards for James P. Ryan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0130008/23/2010Claimant(s): James Culp, Nancy Culp, James and Nacy Culp Family Trust
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Ronald W. Devoe, William H. Steinbrenner, James P. Ryan
Hearing Site: Orlando, FL
Checkmark Icon$0
09-0163105/05/2010Claimant(s): Louise Painter
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Kathleen A. Garske, James P. Ryan, Stephen A. Saker
Hearing Site: Orlando, FL
Checkmark Icon$32,500
08-0326211/12/2009Claimant(s): Jose Orlando Aguirre, Williams Baina Antezana
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Hector Gallardo
Respondent Lawyers(s): Hector J. Gallardo
Arbitrator(s): Bernard Hornick, Gail E. Sasnett-Stauffer, James P. Ryan
Hearing Site: Orlando, FL
Checkmark Icon$876,774

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