FINRA Awards for John Evans

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01712	08/23/2011	Claimant(s): Carl Neuss, Carla Neuss, Elaine Neuss, Hitching Rail Investors, One Westheimer Investors, LTD DBPP, Pacific Venture Associates Inc. DBPP, Pacific Ventures Associates., Pacific Ventures Associates. 401K, Alex Neuss UTMA, Carla Neuss UTMA, Rebecca Neuss UTMA, Carl F. Neuss Beneficiary IRA, Carl F. Neuss IRA, Elaine P. Neuss IRA, Neuss Family Trust, Prairiestone Investment Trust Claimant Lawyers(s): Martin B. Greenbaum Respondent(s): John Evans Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Robert D. Sussin, Robert C. Albini, Katharine Reed Coleman Hearing Site: Los Angeles, CA		Expungement
09-04497	03/02/2011	Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al Claimant Lawyers(s): John Chapman Respondent(s): Stephen Wild, Proequities. Respondent Lawyers(s): Melinda L. Peevy, William G Leonard Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath Hearing Site: Atlanta, GA		$187,600