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FINRA Awards for Hollie M. Mason

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Displaying 10 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0105402/10/2015Claimant(s): James Young
Claimant Lawyers(s): Robert H. Stevenson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0337211/05/2014Claimant(s): Harold Welser
Claimant Lawyers(s): Harold C. Welser
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0407310/16/2014Claimant(s): Rose Gugliemetti
Claimant Lawyers(s): Scudder G. Stevens
Respondent(s): TD Ameritrade., TD Bank, USA
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark Icon$13,750
13-0303608/05/2014Claimant(s): Patrick Sandru
Claimant Lawyers(s): Patrick J. Sandru
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
Checkmark Icon$0
13-0109402/27/2014Claimant(s): Peter McCabe
Claimant Lawyers(s): Peter McCabe
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
Checkmark Icon$163
11-0389411/08/2013Claimant(s): Jeffrey Foster
Claimant Lawyers(s): Steven M. Cloh
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Theodore W. Wrobleski, Shelby Webb, Howard T. Goffen
Hearing Site: Chicago, IL
Checkmark Icon$61,732
13-0019611/08/2013Claimant(s): Jeffrey Szynkarski
Claimant Lawyers(s): Jeffrey R. Szynkarski
Respondent(s): Casey Doody, James Epervary, TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Tom L. Peterson
Hearing Site: Providence, RI
Checkmark Icon$0
11-0330910/04/2013Claimant(s): Kim Collins
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Randall W Heinrich
Hearing Site: New Orleans, LA
Checkmark Icon$0
13-0066109/25/2013Claimant(s): Alan Peterson
Claimant Lawyers(s): Alan D. Peterson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
Checkmark Icon$88
11-0372506/18/2013Claimant(s): Laurent La Brie
Claimant Lawyers(s): Andrew L. Jiranek
Respondent(s): TD Ameritrade., Scott Cornett
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
Checkmark Icon$0

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