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FINRA Awards for Joseph H. Bocock

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0420306/04/2020Claimant(s): Rick McKinney, RDRJ
Claimant Lawyers(s): Joseph H. Bocock
Respondent(s): National Securities Corporation, Stuart Updegrove
Respondent Lawyers(s): Fred Knopf
Arbitrator(s): James A. Parker, Stephen James Cavanaugh, G. Dennis Sheehan
Hearing Site: Houston, TX
Checkmark Icon$0
05-0069809/02/2011Claimant(s): John Vance, Kent Blair, Lenard Briscoe, Richard Reynolds, Ronald Clough, Steve Sanders, Blair Minerals Ltd., Crandall & Sanders., Craig and Rae Blair, Tim and Cheri Blair, Richard Reynolds Living Trust
Claimant Lawyers(s): Joseph H. Bocock, Mark K. Stonecipher
Respondent(s): Marsha Schubert
Respondent Lawyers(s): Marsha K. Schubert
Arbitrator(s): Jan Preece Gaddis, Cleve W. Powell, David Keith Lesher
Hearing Site: Oklahoma City, OK
Checkmark Icon$867,000
10-0027006/09/2011Claimant(s): Southern Oklahoma Water Corporation
Claimant Lawyers(s): Joseph H. Bocock
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): Robert G. Scott
Hearing Site: Dallas, TX
Checkmark Icon$14,893
06-0428310/30/2008Claimant(s): Joseph Kernke, Blanche I. Kernke Amend R & R Trust, Joseph C. Kernke Sr. Family Trust, Kenneth V. Kernke Amend. Trust
Claimant Lawyers(s): Jerry L. Colclazier, Joseph Long
Respondent(s): Jeffrey Kernke
Respondent Lawyers(s): Joseph H. Bocock
Arbitrator(s): Steven J. Balaban, Jan Preece Gaddis, Vicki J. Limas
Hearing Site: Oklahoma City, OK
Checkmark Icon$23,500

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