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FINRA Awards for Chris J. Conanan

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0105606/28/2018Claimant(s): Wilfredo Alvarez
Claimant Lawyers(s): Renato Barrios
Respondent(s): Ibrahim Arce, UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones-Rivera
Arbitrator(s): Jan Glenn Valecka, Edward R. Niederriter, Chris J. Conanan
Hearing Site: San Juan, PR
Checkmark Icon$0
15-0014404/21/2016Claimant(s): Maria Llapiz Soleto
Claimant Lawyers(s): Maria E. Llapiz Soleto
Respondent(s): Santander Securities
Respondent Lawyers(s): Mauricio Muniz
Arbitrator(s): Chris J. Conanan, Marvin John Cashion, Brandon Scott Peters
Hearing Site: San Juan, PR
Checkmark Icon$0
13-0354102/13/2015Claimant(s): Anthony Kurtz, Nancy Legum
Claimant Lawyers(s): Paul C. Kurtz
Respondent(s): RBC Capital Markets LLC, Samuel Koltun
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): Jeffry L. Perlman, Chris J. Conanan, Michael R. Snow
Hearing Site: Washington, DC
Checkmark Icon$0
11-0254809/27/2012Claimant(s): Perry Allen
Claimant Lawyers(s): Anne W. Larkin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chris J. Conanan, William F. Etherington, Christian Peter Cimmino
Hearing Site: Richmond, VA
Checkmark IconExpungement
09-0465411/23/2010Claimant(s): Eddie Creasy, Virginia Creasy, Eddie & Virginia Creasy Trust DTD 5/5/08
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Carol Ham, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn J. Bushby, Kathryn R. Eldridge
Arbitrator(s): Leon Henderson, Chris J. Conanan, John W. Lewis
Hearing Site: Richmond, VA
Checkmark Icon$225

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