FINRA Awards for William Stephen McGee

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01880	10/19/2018	Claimant(s): John Coughlin Claimant Lawyers(s): Neda Ataie Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Doris V. Knotter, Janice L. Sperow, William Stephen McGee Hearing Site: San Diego, CA		Expungement
09-03464	03/14/2012	Claimant(s): Ora Hodges, Paul Kay Claimant Lawyers(s): Ora Hodges Respondent(s): James Kujawski, Morgan Stanley & Co., Kristin Long, Morgan Stanley Smith Barney Respondent Lawyers(s): Christopher Wilson, James A. Kujawski, Kristin G. Long Arbitrator(s): William H. Malloy, Nickey D. Turner, William Stephen McGee Hearing Site: Washington, DC		Expungement