12-02329 | 11/21/2014 | Claimant(s): Byrde Haspel, Byrde Berenson Haspel Life Ins. TR # 1 Claimant Lawyers(s): Peter B. Sloss Respondent(s): Morgan Stanley, Stephen Loeb Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Arthur W. Pigott, Donald K. Eckhardt, Mario Alberto Arteaga Hearing Site: New Orleans, LA
| | Expungement |
13-01692 | 11/03/2014 | Claimant(s): Anita Carter, Bruce Smith, Charles Gruenwald Jr., Clyde Chisholm, Cynthia Dore, Don Landers, Fred Demarest, Gail Unglesby, George Forbes, Jason Graham, Jean Mayhall, Jerry Burris, Jessie Romig, John Wade, Jon Goeckel, Joseph Becker, Lynn Philippe, Mallory D'Amore, Mamie Baumann, Martha Witmer, et al Claimant Lawyers(s): Chuck Gordon, Crystal Burkhalter, John Grinton, Phillip Preis Respondent(s): Pershing LLC Respondent Lawyers(s): Elizabeth F. Edwards Arbitrator(s): Michele N. O'Brien, Brian P. Jakes, Mario Alberto Arteaga Hearing Site: New Orleans, LA
| | $10,000 |
09-05246 | 01/11/2011 | Claimant(s): FTB, GC&KB Investments. Claimant Lawyers(s): Stephen D. Marx Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas A. Roberts Arbitrator(s): Robert H. Putnam, Frederick S. Duncan, Mario Alberto Arteaga Hearing Site: New Orleans, LA
| | $85,507 |