FINRA Awards for Mario Alberto Arteaga

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02759	12/28/2018	Claimant(s): Denise Badgerow Claimant Lawyers(s): Amanda J. Butler Respondent(s): Gregory Walters, Ameriprise Financial Services., Ray Trosclair, Thomas Meyer Respondent Lawyers(s): Claude F. Reynaud, Melissa Raphan, Thomas A. Roberts Arbitrator(s): James L. Warren, Mario Alberto Arteaga, Joseph Michael Prisco Hearing Site: New Orleans, LA
11-02167	05/29/2012	Claimant(s): Cleaver Sanders Claimant Lawyers(s): Malcom X. Larvadain Respondent(s): Daniel Nowak, Chase Investment Services Corp. Respondent Lawyers(s): Vicki M. Crochet Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga Hearing Site: New Orleans, LA