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FINRA Awards for John D. Singer

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0210807/05/2017Claimant(s): Michael Gallion, The Estate of Nancy Gallion
Claimant Lawyers(s): John D. Singer
Respondent(s): Calvin Zara, Pruco Securities.
Respondent Lawyers(s): Courtney Stieber, David H. Jarvis
Arbitrator(s): Kenneth E. Owen, Joseph Winter, Daniel Lawrence Pearlman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0369204/11/2016Claimant(s): Herbert Madan, Herbert S. Madan Revocable Trust UAD Apr
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jen Machlin
Arbitrator(s): John P. Wilson, Linda M. McCoy, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0666704/04/2012Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
Checkmark Icon$780,100

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