| 10-04182 | 02/26/2014 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Frank Lee, Sean Nesto
Respondent Lawyers(s): Frank Robert Lee, Sean Patrick Nesto
Arbitrator(s): B. J. Krintzman, Philip S. Wellman, Philip S. Walker
Hearing Site: Hartford, CT
|  | $2,640 |
| 11-02601 | 12/30/2013 | Claimant(s): Robert Peyser
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Laurence Briggs, Lawrence Kirshbaum, Timothy Gautney, William Chapman, Alexander Capital Markets, Alexander Financial, Aura Financial Services., Investin Securities Corp., Prestige Financial Center.
Respondent Lawyers(s): Laurence Briggs, Lawrence Kirshbaum, Legal Department, Timothy Gautney, William Chapman
Arbitrator(s): Jeffrey R. Roth, Louis David Huss, Robert Charles Stamm
Hearing Site: Miami, FL
| | $1,722,330 |
| 11-04746 | 05/22/2013 | Claimant(s): Rene Mamouzellos
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Sean Nesto
Respondent Lawyers(s): Sean Nesto
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $2,282 |
| 12-01861 | 03/07/2013 | Claimant(s): Rene Mamouzellos
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $22,599 |
| 12-01952 | 09/28/2012 | Claimant(s): David Phillipes, Deanna Phillipes, IRA, David Phillipes and Deanna Phillipes
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano, John Johnson
Respondent Lawyers(s): James Michael Rapuano, John Michael Johnson
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
| | $75,000 |
| 12-01866 | 09/10/2012 | Claimant(s): Gregory Webb
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
| | $150,000 |
| 12-02054 | 07/18/2012 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): James Rapuano
Respondent Lawyers(s): James Michael Rapuano
Arbitrator(s): B. J. Krintzman
Hearing Site: Hartford, CT
| | $70,000 |
| 12-00566 | 03/08/2012 | Claimant(s): Robert Peyser
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Justine Hurry, Scottsdale Capital Advisors Corp.
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Thomas Michael Dillon, Jeffrey R. Roth, Robert Charles Stamm
Hearing Site: Miami, FL
| | Expungement |
| 10-00243 | 01/28/2011 | Claimant(s): Michael Patnode
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Jerry Anderson, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
