FINRA Awards for Kathryn M. Welsh

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-00511	04/23/2012	Claimant(s): Mark Emden, Mark Jerome Emden Traditional IRA Acct. Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Jamie L. Berger Arbitrator(s): Kathryn M. Welsh, Jeffrey R Fuller, Gerald F. Gude Hearing Site: Tampa, FL		$0
10-00794	04/20/2012	Claimant(s): Neil W. Savage Revocable Trust Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Kathryn M. Welsh, Richard Manuel Barcia, Irwin Glazer Hearing Site: Tampa, FL		$37,500
10-02681	04/29/2011	Claimant(s): Paul Ratzlaff, Paul H. Ratzlaff IRA Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Kathryn M. Welsh, Lawrence Gray Sanders, Irwin Glazer Hearing Site: Tampa, FL		$0
09-04354	10/15/2010	Claimant(s): Jane Nave, William Nave, Jane Nave Revocable Living Trust, William Nave Revocable Living Trust Claimant Lawyers(s): Philip J. Synderburn Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Frederick S. Schrills Arbitrator(s): Kathryn M. Welsh, Linda M. Pierson, John Frank Bauder Hearing Site: Tampa, FL		Expungement