| 09-07075 | 03/01/2011 | Claimant(s): Roger Elswick
Claimant Lawyers(s): Travis C. Crowder
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Alisa Ruth
Hearing Site: Houston, TX
|  | $0 |
| 10-00578 | 02/24/2011 | Claimant(s): Linda Soltis
Claimant Lawyers(s): Linda Soltis
Respondent(s): Ben Szeto, Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Sheldon Michaels
Hearing Site: San Francisco, CA
| | $43,923 |
| 10-00672 | 02/17/2011 | Claimant(s): Marta Toscano and Robert M. Toscano
Claimant Lawyers(s): Karen J Van Ingen
Respondent(s): Chase Investment Services Corp., Marshall Foster
Respondent Lawyers(s): Heather L. Freiburger
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | $39,784 |
| 10-02506 | 12/09/2010 | Claimant(s): Poppie Phillips, Roth IRA
Claimant Lawyers(s): Michael Clutter
Respondent(s): Chase Investment Services Corp., Joseph Liddell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
| | $14,171 |
| 10-00107 | 08/18/2010 | Claimant(s): Catherine Miner
Claimant Lawyers(s): Gregory L. Miner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Mary Ann Jenkins
Arbitrator(s): Jason G. Ourso
Hearing Site: New Orleans, LA
| | $0 |
| 09-03575 | 04/21/2010 | Claimant(s): Wanda Fraley
Claimant Lawyers(s): Robert Nast
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Monette E. Draper
Hearing Site: Indianapolis, IN
| | $0 |
| 09-02807 | 12/31/2009 | Claimant(s): James Crowley, Nancy Crowley
Claimant Lawyers(s): Nancy Corinne Crowley, Patrick Crowley
Respondent(s): Chase Investment Services Corp., Jamie Hills
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
| | $21,990 |
| 09-01153 | 12/21/2009 | Claimant(s): Sandra Valentin
Claimant Lawyers(s): Joseph Cinquemani
Respondent(s): Chase Investment Services Corp., Jorge Torres, Yoseph Atwell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Kenneth M. Felder
Hearing Site: New York, NY
| | $213 |
| 09-01030 | 12/16/2009 | Claimant(s): Dean Hart
Claimant Lawyers(s): Dean E. Hart
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $5,000 |
| 09-02065 | 11/10/2009 | Claimant(s): Edward Napier
Claimant Lawyers(s): Edward C. Napier
Respondent(s): Chase Investment Services Corp., Steve Schulman
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
| | $24,339 |
