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FINRA Awards for Thanayi J. Lindsey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0103606/06/2012Claimant(s): Kawaljit Bedi, Ravinder Bedi
Claimant Lawyers(s): David Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Susan B. Gans-Smith, Thanayi J. Lindsey, Daniel Su
Hearing Site: Los Angeles, CA
Checkmark Icon$141,250
10-0452002/03/2012Claimant(s): Margaret Wendt
Claimant Lawyers(s): Jed Gladstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Laurent C. Vonderweidt, Kirtley M. Thiesmeyer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0311402/25/2011Claimant(s): Howard Coleman, Rhoda Coleman, The Coleman Family Trust U/T/A 1/18/1992
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey E. Skogsbergh, Mary M. O'Neil, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
Checkmark Icon$230,667
08-0481502/04/2010Claimant(s): Fred Feld and Pearl Feld
Claimant Lawyers(s): Fred Feld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne Templeton
Arbitrator(s): David L. Maislen, Thanayi J. Lindsey, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0110812/26/2008Claimant(s): D&H Claims Services., H&H Agency., Sterling Casualty Insurance Company
Claimant Lawyers(s): David J. Darnell
Respondent(s): J.P. Morgan Securities, Oppenheimer & Co.., Michael Horaney
Respondent Lawyers(s): Mitchell J. Albert, Neal S. Robb, Robert J. Girard
Arbitrator(s): Elliott David Finkel, Kenneth I. Rosenblum, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
Checkmark Icon$138,200

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