| 10-02820 | 07/28/2011 | Claimant(s): Jennifer Weintraub
Claimant Lawyers(s): Seth Huberman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
|  | Expungement |
| 10-04348 | 07/11/2011 | Claimant(s): Joseph Bowman, Timothy Bowman
Claimant Lawyers(s): Alan S. Wachs
Respondent(s): Deutsche Banc Alex, Brown Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
| | $300 |
| 06-05247 | 10/02/2008 | Claimant(s): Cheryl Symmes
Claimant Lawyers(s): Mark Thomas Sophocles
Respondent(s): Goldman, Sachs and Company, Todd Silaika
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Robert R. Barker, Robert L. Chase, Philip S. Walker
Hearing Site: New York, NY
| | Expungement |
| 06-04088 | 02/08/2008 | Claimant(s): William Pickert
Claimant Lawyers(s): Stephen A. Hampton
Respondent(s): McLaughlin, Piven, Vogel Securities, Steven Ircha, TD AMERITRADE. f/k/a Ameritrade
Respondent Lawyers(s): Aimee C. Czachorowski, Theodore R. Snyder
Arbitrator(s): Michael D. Neft, Wilbert H. Luck, David P. Cline
Hearing Site: Wilmington, DE
| | $2,639,700 |
