| 18-03103 | 02/19/2021 | Claimant(s): Mattie M. Kelly 908 Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Michael H. McConihe, Peter A. Roche, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12212 |
| 17-03412 | 11/07/2019 | Claimant(s): Lawrence Freedman, Mary Freedman
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Amy S. Rubin
Arbitrator(s): Elena G. Rodriguez, Peter A. Roche, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03867 | 06/07/2019 | Claimant(s): Beverly Assmar, Richard Assmar, Beverly Assmar Selectrust U/A 12/18/2012, Richard Assmar Selectrust U/A 12/18/2012
Claimant Lawyers(s): Mark S. Simms
Respondent(s): Comerica Securities.
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Elena G. Rodriguez, Christopher J. Klein, Peter A. Roche
Hearing Site: Miami, FL
| | Dismissed by Rule 12206/12504 |
