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FINRA Awards for Ruben Frezzotti

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0313909/20/2019Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
Checkmark Icon$43,827
13-0306407/24/2014Claimant(s): Carole Heck
Claimant Lawyers(s): Carole Heck
Respondent(s): Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): Kellis Hartsook
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL
Checkmark Icon$425

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