| 14-00051 | 08/27/2014 | Claimant(s): Joseph Ullman
Claimant Lawyers(s): Joseph Ullman
Respondent(s): Ameriprise Financial Services., Philip Higgins
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Andrew J. Gerber
Hearing Site: Albany, NY
|  | $0 |
| 11-04473 | 06/22/2012 | Claimant(s): Optionshouse
Claimant Lawyers(s): Lelsey G. Smith
Respondent(s): Joseph Gottesman
Respondent Lawyers(s): Joseph Gottesman
Arbitrator(s): Robert L. Spangler, Andrew J. Gerber, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 11-01235 | 03/30/2012 | Claimant(s): David Bloom, Trust, Sara Bloom
Claimant Lawyers(s): Joseph R Sahid
Respondent(s): Arthur Thompson, Citigroup Global Markets.
Respondent Lawyers(s): Compliance Director
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 08-00245 | 03/26/2009 | Claimant(s): Trinity Bui
Claimant Lawyers(s): Nelson M. Zern
Respondent(s): D. Weckstein & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Robert Czik, Andrew J. Gerber, Vincent Cannaliato
Hearing Site: New York, NY
| | $0 |
| 07-03046 | 11/07/2008 | Claimant(s): Jean and David Darzi
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Aaron L. Danzer
Arbitrator(s): Catherine Tinker, Judith C. Greene, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
