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FINRA Awards for Kathleen McPherson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0326607/18/2016Claimant(s): Luther Furlow
Claimant Lawyers(s): Luther C. Furlow
Respondent(s): Andre LaBarbera, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Andre Vincent LaBarbera, Dan A. Druz
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
Checkmark Icon$0
13-0329305/29/2015Claimant(s): Mildred Rothschild, Victor Bonchek, Mildred Rothschild 2007 Trust
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Aaron Heimowitz, Joseph Mangiapane, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Aaron Leonard Heimowitz, Dan Druz, Daniel Scott Furst
Arbitrator(s): Lincoln W. Craighead, James S. Hazard, Leonard P. Novello
Hearing Site: New York, NY
Checkmark Icon$403,162

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