| 12-00239 | 10/29/2013 | Claimant(s): Leonard Jarvis, Monica Jarvis, Leonard E. Jarvis Rollover IRA, Monica A. Jarvis Rollover IRA
Claimant Lawyers(s): Matthew W. Frank
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Florence Kein, Jonathan D. Neerman
Arbitrator(s): John F. Burns, James Patrick Graven, Thomas W. Lawson
Hearing Site: Detroit, MI
|  | $50,000 |
| 09-04057 | 10/21/2010 | Claimant(s): Lynette Cromwell
Claimant Lawyers(s): Lynette Cromwell
Respondent(s): Anthony Provenzano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Clarence L. Pozza
Arbitrator(s): Barbara A. Johannessen, Roland L. Olzark, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $10,000 |
| 09-03324 | 07/01/2010 | Claimant(s): Hal-Eleven Associates
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Barry Goldman, A. Robert Stevenson, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $90,000 |
