FINRA Awards for GP

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03614	03/07/2022	Claimant(s): Ellen Friedman, George Vrakas, Katherine Looper, Paul Cohen, Thomas Scheidt, William Bump, Chicago Houston Partners, NNN Congress Center 10, NNN Congress Center 13, NNN Congress Center 14, NNN Congress Center 15, NNN Congress Center 16, NNN Congress Center 3, NNN Congress Center 4, NNN Congress Center 7, NNN Congress Center Member 10, NNN Congress Center Member 13, NNN Congress Center Member 14, NNN Congress Center Member 15, NNN Congress Center Member 16, NNN Congress Center Member 3, NNN Congress Center Member 4, NNN Congress Center Member 7, Karen J Fils Estate; WilliamBump,Executr, Stanley Cohen Estate;L.Leventon,Executor, JonMar Partnership, GeorgeVrakas, GP, Looper Family Trust, KatherineLooperTTEE Claimant Lawyers(s): Kenneth J. Catanzarite Respondent(s): Wilfredo Felix, Primex Respondent Lawyers(s): Wilfredo Felix Arbitrator(s): Kenneth E. Owen, Daniel R. Brush, John R Sustersic Hearing Site: Los Angeles, CA		$1,034,170
16-03603	06/07/2018	Claimant(s): Hugh and Amy (Betty) Mitchell Claimant Lawyers(s): Charles A McCallum Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee Hearing Site: Birmingham, AL		Expungement