Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02024 | 06/24/2014 | Claimant(s): Richard Estes Claimant Lawyers(s): David B. Helms Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Christopher H. Tovar Arbitrator(s): Leah A. Murray, Gerald Cohen, Keith E. Mattern Hearing Site: St. Louis, MO |  | $231,900 |
| 10-05301 | 07/16/2012 | Claimant(s): William Leathers Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Richard Scherer, Edward Jones Respondent Lawyers(s): Christopher H. Tovar Arbitrator(s): Robert J. Scafuri, John R. Main, James L. Karpen Hearing Site: Detroit, MI | | $0 |
| 09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA Claimant Lawyers(s): David M. Foster Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly Hearing Site: Detroit, MI | | $175,000 |