FINRA Awards for Robert J. Bohle

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05820	04/27/2012	Claimant(s): Surendra Gupta Claimant Lawyers(s): Sara E. Hanley Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Frederick Michael Switzer, Robert J. Bohle, David F. Barrett Hearing Site: St. Louis, MO		Expungement
09-07161	03/31/2011	Claimant(s): Mary Brandin, Mary Elliott Brandin Trust Claimant Lawyers(s): John A. Klobasa Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Marilyn T. Selby, Robert J. Bohle, David B. Lacks Hearing Site: St. Louis, MO		$470,500
07-01557	03/19/2009	Claimant(s): Betty Zahn, Clarence Koester, Gerard Timothy, Harold Zahn, Ruby Timothy, Deceased, IRA, Betty Zahn IRA, Darlene Brown IRA Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Wachovia Securities, Paula Turner, Capital Growth Financial Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Paula J. Turner, Todd Ratner Arbitrator(s): Kimberly Renee McBride, Robert J. Bohle, David B. Lacks Hearing Site: Omaha, NE		$177,700