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FINRA Awards for Surendra Gupta

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0582004/27/2012Claimant(s): Surendra Gupta
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Frederick Michael Switzer, Robert J. Bohle, David F. Barrett
Hearing Site: St. Louis, MO
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