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FINRA Awards for Brian Neville

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0035203/14/2011Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
Checkmark Icon$125,650
08-0243706/15/2009Claimant(s): Santanu Bhattacharya and Gargi Dasgupta
Claimant Lawyers(s): Kevin M. Shelley
Respondent(s): Mitesh Shere, Chicago Investment Group
Respondent Lawyers(s): Brian Neville, Howard Rosenburg
Arbitrator(s): Charles S. Guggenheimer, Arthur H. Sobel, Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$0

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