| 10-04762 | 04/20/2012 | Claimant(s): James Thom
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Scott Steinke, B. C. Ziegler And Company
Respondent Lawyers(s): John A. Luburic
Arbitrator(s): Alan E. Case, Donald V. Anderson, Fredric R. Dichter
Hearing Site: Milwaukee, WI
|  | $186,390 |
| 09-06155 | 01/14/2011 | Claimant(s): John A. Winter IRA, Margie M. Winter IRA, John A. Winter & Margie M. Winter, John A. Winter 401K Plan
Claimant Lawyers(s): John Winter
Respondent(s): Robert W. Baird & Co. Incorporated, Thomas Waldkirch
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $0 |
| 10-00558 | 01/13/2011 | Claimant(s): Antoinette Guenther, Antoinette S. Guenther Revocable Trust
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Richard Schilffarth, RBC Capital Markets LLC, B. C. Ziegler and Company
Respondent Lawyers(s): Carolyn Guy, Jonathan W. Hackbarth, Nancy L. Hendrickson
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $0 |
| 07-02363 | 12/03/2008 | Claimant(s): Robert Roulette, Sharon Roulette
Claimant Lawyers(s): R. George Burnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Gordon B. Shneider, Donald V. Anderson, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | $25,840 |
