FINRA Awards for Alfonso Fernandez

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-00291	07/16/2019	Claimant(s): Gloria Martinez Torres, Julio Cay Montanez Claimant Lawyers(s): Alfonso Fernandez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): David J. Butler, Roberto C. Quinones-Rivera Arbitrator(s): Wayne Parker, Gerald Silverman, Virginia Lee Perez Hearing Site: San Juan, PR		Dismissed by Rule 12206/12504
18-00756	10/17/2018	Claimant(s): Ana Romeu Villanueva Claimant Lawyers(s): Alfonso Fernandez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Sidney J. Wartel Hearing Site: San Juan, PR		Dismissed by Rule 12206
14-00610	10/02/2015	Claimant(s): Glissette Colon, Raul Aranguren Riesgo Claimant Lawyers(s): Alfonso Fernandez Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo Hearing Site: San Juan, PR		Expungement