Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01655 | 03/12/2010 | Claimant(s): David Driesen Claimant Lawyers(s): David M. Driesen Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Frank C. Fogl Hearing Site: Rochester, NY |  | $7,664 |
| 09-05047 | 03/12/2010 | Claimant(s): Brandy Rowan Claimant Lawyers(s): Brandy Rowan Respondent(s): Royal Alliance Associates., Mark Steckler, Caruso McLean & Co. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Frank C. Fogl Hearing Site: Syracuse, NY | | $2,748 |
| 07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Jonathan Moebus Respondent Lawyers(s): Celia A. Barlow Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA | | $0 |
| 05-05548 | 10/23/2007 | Claimant(s): Lewis Zipkin Claimant Lawyers(s): Thomas C. Wagner Respondent(s): Ernest Mishne, Oppenheimer & Co.. Respondent Lawyers(s): Todd A. Broski Arbitrator(s): Frank C. Fogl, Terrence Patrick McHugh, I. Bernard Trombetta Hearing Site: Cleveland, OH | | Stipulated Award and Expungement |