| 12-02127 | 10/31/2013 | Claimant(s): Cheri Klimpel
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
|  | Expungement |
| 11-00627 | 10/21/2011 | Claimant(s): Gary Maxwell
Claimant Lawyers(s): Gary R. Maxwell
Respondent(s): Daniel Ahmad
Respondent Lawyers(s): Daniel Shiek Ahmad
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
| | Stipulated Award |
| 09-05377 | 05/26/2011 | Claimant(s): Charlotte Hunt, Roderick Hunt
Claimant Lawyers(s): Keil M. Mueller
Respondent(s): Anthony Lodati, Jeffrey Offen, New Castle Financial Services LLC
Respondent Lawyers(s): Brett D. Zinner, Jeffrey L. Offen
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
| | Expungement |
| 08-02047 | 12/08/2010 | Claimant(s): Richard Ng, Hasong J. and Jin Yung Pak
Claimant Lawyers(s): Justine Fischer
Respondent(s): Jung Kim aka Jay Kim, GlobalVest Group. n/k/a GLB Trading, Vision Securities Inc.
Respondent Lawyers(s): Ivan Luburic, Jung Han Kim, Lori S. Varaich
Arbitrator(s): Gregory L. Abbott, William J. Chambers, Larry T. Coady
Hearing Site: Portland, OR
| | $565,092 |
| 09-04757 | 03/03/2010 | Claimant(s): CNS Corporation
Claimant Lawyers(s): James L. Buchal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Harper Fertig- Robinson
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
| | $0 |
