FINRA Awards for A.G. Edwards & Sons.

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Displaying 51-53 out of 53 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-03193	10/02/2007	Claimant(s): Debra Cascardo Claimant Lawyers(s): Debra C. Cascardo Respondent(s): Joseph McNally, Neal Baumann, A.G. Edwards & Sons., Stephen Condon, Thomas Condon, The Condon Group Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Kenneth B. Cutler, Kip C. Lubcke, Marvin H. Ginsky Hearing Site: New York, NY		$0
06-02945	09/20/2007	Claimant(s): David Peterson, IRA, David and Grace Peterson Claimant Lawyers(s): Jeffrey J. Lowe Respondent(s): A.G. Edwards & Sons., William Ferry Respondent Lawyers(s): William Patrick Ferry, William S. Port Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link Hearing Site: St. Louis, MO		$5,600
03-02289	08/13/2007	Claimant(s): Sandra Murray, Charles G. & Sandra Murray Living Trus Claimant Lawyers(s): Sandra Murray Respondent(s): Andrew Fairchild, J.P. Morgan Clearing Corp., A.G. Edwards & Sons., Ronald Kabat, PMG Securities Corporation Respondent Lawyers(s): Andrew J. Fairchild, Henry Wang, Jeffrey W. Coverdell, Ronald S. Kabat Arbitrator(s): Robin Lynn Berry, Jonathan H. Krotinger, Bradley C. Mitchell Hearing Site: San Francisco, CA		$0