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FINRA Awards for Erwin John Dugasz

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0258301/15/2020Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
Checkmark Icon$0
11-0476608/29/2013Claimant(s): Chester Scott, Michael Buckingham, Peter Accetta, Ronald Pyka, Suzanne Rusconi Accetta Revocable Trust
Claimant Lawyers(s): Marion H. Little
Respondent(s): Multi-Financial Securities Corporation
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Frank C. Fogl, Erwin John Dugasz, Larry Moore
Hearing Site: Columbus, OH
Checkmark Icon$111,000
09-0532709/01/2011Claimant(s): Bernard Master, Bernard F. Master Rev. Trust
Claimant Lawyers(s): Eric A Jones
Respondent(s): Bradley Kastan, Bear Stearns Companies.
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): David W. Stanton, Erwin John Dugasz, Marvin Brown
Hearing Site: Columbus, OH
Checkmark Icon$0

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