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FINRA Awards for Erwin John Dugasz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0525804/08/2010Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): David Moore
Respondent Lawyers(s): David N. Moore
Arbitrator(s): W. Pat Conners, Thomas J. McAllister, Erwin John Dugasz
Hearing Site: Columbus, OH
09-0065810/30/2009Claimant(s): Charles Gilbride, Dean Myerow, Norman Wetmore
Claimant Lawyers(s): Sarah L. Allgeier
Respondent(s): Arkansas Affordable Housing Partners
Respondent Lawyers(s): Kirk G. Smith
Arbitrator(s): David W. Stanton, Walter W. Kocher, Erwin John Dugasz
Hearing Site: Columbus, OH
Expungement

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