16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
14-01701 | 05/21/2015 | Claimant(s): John Anderson Claimant Lawyers(s): Bryan T. Forman Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
| | $300 |
06-02977 | 03/07/2008 | Claimant(s): Rayna Brown Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company Respondent Lawyers(s): Robert J. Stumpf, Jr. Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann Hearing Site: San Francisco, CA
| | $99,963 |