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FINRA Awards for Anthony Sica

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0216003/22/2018Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0478309/05/2014Claimant(s): Charles Jia, Laura Zhou
Claimant Lawyers(s): Steven M. Green
Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod
Hearing Site: San Diego, CA
Checkmark IconExpungement

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