| 07-03390 | 10/01/2010 | Claimant(s): Sharon Larocque, IRA
Claimant Lawyers(s): Sharon Larocque
Respondent(s): Travis Branch, Brookstreet Securities Corporation
Respondent Lawyers(s): H Thomas Fehn, Travis A. Branch
Arbitrator(s): Harry B. Endsley, Gary A. Hooker, Carol M. Egan
Hearing Site: Honolulu, HI
|  | $0 |
| 09-01685 | 06/18/2010 | Claimant(s): Kenneth S. L. Ching and Anita N. Ching
Claimant Lawyers(s): Margery S. Bronster
Respondent(s): Gregory Kwan, Charles Schwab & Co..
Respondent Lawyers(s): Michele Fron
Arbitrator(s): James R. Dickson, Laura Effel, Walter H. Ikeda
Hearing Site: Honolulu, HI
| | Expungement |
| 09-03470 | 04/21/2010 | Claimant(s): Honolulu Professional SVCS LTD U/A
Claimant Lawyers(s): Margery S. Bronster
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Frank R Weaver, Carol M. Egan, Theodore G. Ray
Hearing Site: Honolulu, HI
| | $45,000 |
| 07-01659 | 11/18/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Lee Weissman
Respondent Lawyers(s): Lee Weissman
Arbitrator(s): Bonny Kathleen Riggs, Thomas D. Cochran, Montgomery G. Griffin
Hearing Site: Honolulu, HI
| | $0 |
| 07-01893 | 09/02/2008 | Claimant(s): HGL Consulting/Research LTD, H. George and Angelika M. Lundburg Jt, Lola D. Thomas Trust
Claimant Lawyers(s): Carl H. Osaki
Respondent(s): Charles Sebrell, Dwayne Mukai, Morgan Stanley & Co., Paul Saferstein, Richard Mosko, Robert Tung, Susan Lane
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Robin Lynn Berry, James K. Hoenig, Gregory M. Scanlon
Hearing Site: Honolulu, HI
| | $0 |
| 00-01921 | 03/18/2008 | Claimant(s): Gordon Chan
Claimant Lawyers(s): Matthew R. Rutherford
Respondent(s): Peter Perez
Respondent Lawyers(s): Peter Anthony Perez
Arbitrator(s): Donald S.K. Ching, George Mah, Tobin B. Swanson
Hearing Site: Honolulu, HI
| | $0 |
| 03-05404 | 08/16/2007 | Claimant(s): Melvin Wong
Claimant Lawyers(s): Melvin Wong
Respondent(s): Wedbush Securities Inc., Richard Au
Respondent Lawyers(s): Gary Holmes
Arbitrator(s): David F. Bello, Walter H. Ikeda, Karen Char
Hearing Site: Honolulu, HI
| | $0 |
